Discipline: Private Wealth Management
Associate/AVP, Client Support, Wealth Management
Responsibilities:
- Advise the team and assist with the monitoring of periodic review deadlines
- Update relevant stakeholders on all related matters
- Partner with Relationship Managers, Front line sales, and the Compliance team for client-onboarding and KYC requirements
- Provides guidance to new and existing relationship managers on KYC documentations and Source of Wealth corroboration where necessary
- Perform transaction reviews during periodic reviews and identify and assess any potential red flags prior to onboarding
- Support the relationship managers in all day to day business support matters and ensure adherence to policies and procedures (Compliance, KYC requirements, Due Diligence, AML)
- Participate in initiatives including major system upgrades, process/work-flow implementation and improvisation, new products & regulatory related projects
Requirements:
- At least 8 years of relevant experience, experience in Private Banking with a good understanding of Wealth Management products and relevant regulations
- Direct experience in client on-boarding, periodic review or KYC review of Wealth clients
- Candidates with leadership experience may have an advantage
Selby Jennings is a Trading Style of Phaidon International (License number 16S8194)