A leading global asset manager is seeking a Compliance Officer to join the compliance team at their Headquarters in Luxembourg. With offices in multiple locations across two different continents this company has a leading position in the asset servicing sector. If you want to join a growing independent and international asset management company, this opportunity could be for you!
Responsibilities:
- Keep informed about regulatory developments, and provide reports to the Head of Compliance, on any developments impacting the company
- Assist with monitoring and testing on designated controls within the Compliance Monitoring Plan
- Performing Client Due Diligence and reviews in line with the AML requirements
- Keep processes up-to-date, and develop and implement procedures when necessary
- Perform and execute AML/KYC checks on new clients i.e. initiators, investors and delegates
- Assist with the identification and mitigation of AML risks; escalating as needed
- Performing regular screening of the client database against blacklists and international sanctions lists
- Complete compliance projects and additional tasks as assigned by the Head of Compliance
Profile:
- Master degree in Law, Finance or Economics
- Minimum 2-3 years' experience in Compliance in the financial industry; investment fund experience is an advantage
- Strong communication skills; fluent in written and spoken English, Spanish is a plus
- Strong organization skills
- Eager to learn, to participate actively in projects and to continuously improve
- Autonomous with an excellent team spirit
- Versatile, excellent ability to set priorities and respect deadlines
- Positive, self-confident, open-minded, dynamic and long-term thinking