Responsibilities:
- Manage monitoring and testing reviews across key financial crime risks
- Conduct quality reviews of compliance monitoring reviews performed by compliance teammates to identify opportunities for improvement
- Perform trade surveillance for FICC busines. Review surveillance alerts to detect potential misconducts
- Keep abreast of internal process controls and identify gaps with regulatory requirements
- Support ad hoc internal projects as required by business
Requirements:
- Bachelor's degree or above
- 6+ years of experience in compliance, internal control or risk management
- Sound knowledge of regulatory requirements; Knowledge of FICC products
- Fluency in English is a must