I'm currently working with a top financial institution in the Virginia/DC area that is currently undergoing an operational risk and governance team build out in their Capital Markets business. The institution is looking to hire an AVP to help manage operational risks and strengthen its control and governance environment. This is a first line role that will sit close to the front office and will offer an opportunity to understand how the business operates as you work closely with sales, trading, and senior management.
The ideal candidate will have at least 3 years of experience in Capital Markets or Financial Services and experience in either the 1st line of defense, 2nd line of defense, or audit. This person should be able to run risk assessments and have a strong understanding of a control environment.
Responsibilities:
- Assess the control environment for the 1st line of defense
- Identify and assess risks within a business process
- Conduct RCSAs, root cause and impact analyses
- Support 2LOD oversight activities and Audit
- Communicate with Senior Management
Qualifications:
- 3 plus years of experience in Capital Markets or Financial Services
- Background in Risk or Audit
- Excellent communicator and ability to present to Senior Management