Role: Senior Compliance Officer
Location: Luxembourg
Salary: Competitive and Candidate Dependent
Reporting To: Head of Regulatory Compliance, Luxembourg
We are currently representing a renowned UCITS Management Company and AIFM domiciled in Luxembourg, who is seeking an experienced compliance officer, to sit within their regulatory compliance team.
The Candidate
* University Degree in Economics, Finance, Law or equivalent
* Relevant compliance experience of minimum 7-10 years in the investment fund industry
* Experience in Management Company/AIFM or Audit/Advisory Firm is an advantage
* Good knowledge of the Luxemburgish investment fund regulatory framework, including UCITS, AIFM and MIFID II
* Good knowledge of the investment fund industry
* Strong organizational and presentation skills
* Analytical and problem-solving skills
* Excellent written and verbal communication skills
* Ability to work independently and in a team
* You are fluent in both written and spoken English
The Role
* Ensuring all fund management activities are conducted in compliance with applicable laws and regulations
* Identifying the compliance and operational risks
* Participating to the enhancement of the compliance monitoring plan
* Performing controls and monitoring on the activities performed by the fund management
* Maintaining up to date compliance records including communications with the regulators
* Acting as the senior advisor for all staff on compliance related matters
* Delivering compliance training sessions across the business