Key Responsibilities:
- Maintain a relevant understanding of the firms and greater Swap Dealer programs, regulations and changes.
- Lead, execute, and document various audit activities throughout the audit life-cycle.
- Make recommendations, provide guidance, and communicate effectively across various seniority levels, with regulators and teams, ultimately creating relationships both internally and externally.
- Develop, Update, and Verify various audit engagements ensuring timeliness, accuracy, and compliance with regulatory requirements.
Qualifications:
Education:
- Bachelor's degree in a relevant discipline; or higher
Experience:
- 8-10 years of professional risk, compliance or audit experience.
- Experience with and/or understanding of Swap Dealer compliance requirements, Swaps and other Derivative products.
