A corporate banking group with a broad range of financial institutions in their portfolio is seeking a compliance officer to further strengthen the bridge between the front and middle/back office.
Key Responsibilities:
- AML Compliance: Implement and maintain robust AML policies, procedures, and controls in accordance with regulatory standards and industry best practices.
- Client Onboarding: Oversee the onboarding process for new clients, conducting thorough due diligence and KYC (Know Your Customer) checks to verify the legitimacy of clients and mitigate potential risks.
- Ongoing Monitoring: Continuously monitor client transactions and activities to identify any suspicious behavior or potential red flags indicative of money laundering or other illicit activities.
- Review and Analysis: Conduct comprehensive reviews and analysis of client accounts, transactions, and documentation to ensure compliance with AML regulations and internal policies.
- Checking the delivery and delivery of securities and virtual assets including chain analysis
Qualifications:
- Experience in Financial Services Compliance.
- Strong communication skills both internally and externally.
- Demonstrated experience with the regulations SPG, AML, AIA, and FATCA.
- Fluency in English and German.