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Found 55 jobs
    • Negotiable
    • Posted about 5 hours ago

    Our client is a reputable European Prop Trading firm with a very good track of performance and growth record. They are looking to hire 12 months contract compliance individual with 5+ years of experience from the traditional FS General Job Description * Report directly to the Head of Compliance r...

    • Hong Kong
    • Negotiable
    • Posted about 5 hours ago

    General Job Description * Report directly to the Head of Compliance regarding the investment compliance matters * pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant * bachelor degree * 3-5 years of investment compliance experience * prefer candidate to have exp...

    • Hong Kong
    • Negotiable
    • Posted about 5 hours ago

    General Job Description * Report directly to the Head of Compliance regarding the investment compliance matters * pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant * bachelor degree * 3-5 years of investment compliance experience * prefer candidate to have exp...

    • Hong Kong
    • HK$1000000 - HK$1000001 per annum
    • Posted about 5 hours ago

    Selby Jennings is currently working with working with one of the largest private equity firm in Asia with over two decades of industry experience with 10+ offices globally. They are looking for a talented compliance officer who can overlook Hong Kong's compliance mandate. Key Responsibilities: In...

    • Hong Kong
    • HK$480000 - HK$600000 per annum
    • Posted about 5 hours ago

    Firm Description European Bank focusing on Corporate Investment Banking Adding a new headcount in Compliance Team 12 Months Contract and has potential to change to a perm role (Has previous track record doing so) Job Description General Compliance mandates such as Licensing, Policy and procedure ...

    • Luxembourg
    • Negotiable
    • Posted 2 days ago

    Role: Senior Compliance Officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Head of Regulatory Compliance, Luxembourg We are currently representing a renowned UCITS Management Company and AIFM domiciled in Luxembourg, who is seeking an experienced compliance off...

    • Hong Kong
    • Negotiable
    • Posted 2 days ago

    Responsibilities Provide legal advise to support the Equities business across APAC Advise equities-linked transactions on related documents and procedures to ensure alignment with regulatory requirements with a focus on derivatives and structured products Draft, review and negotiate trading agree...

    • Geneva
    • CHF
    • Posted 3 days ago

    A forward thinking and very reputable banking group are currently searching for a Senior Legal Counsel to join their Private Banking Legal Team. As a Senior Legal Counsel you will: Be an expert and key contact point on all private banking topics for the Geneva office. Provide advice to senior sta...

    • Monaco
    • Negotiable
    • Posted 4 days ago

    A European FinTech with global presence is seeking an MLRO to take on the lead of the Monegasque Compliance function. This FinTech is offering various investment products to its client base of high net-worth Families, Life Insurances, Banks, and other large financial services. Your Role: Responsi...

    • London
    • Negotiable
    • Posted 4 days ago

    Role: (Senior) Compliance Officer Location: London, UK Salary: Competitive and Candidate Dependent Reporting To: CCO, London We are currently representing a European MTF who is seeking a compliance officer, to sit within their compliance advisory team in London. Our client trade across a number o...

    • Amsterdam
    • Negotiable
    • Posted 4 days ago

    Role: (Senior) Compliance Officer Location: Amsterdam, NL Salary: Competitive and Candidate Dependent Reporting To: CCO, London We are currently representing a global Algo Trading firm who recently launched their entity in Amsterdam, whom are seeking an experienced compliance officer, to become r...

    • Hong Kong
    • Negotiable
    • Posted 4 days ago

    A foreign investment bank is recruiting a Senior Legal to lead a regional transformation project. Reporting to the Regional Head of Legal based in Hong Kong, you will work closely across functions in implementing the project. Responsibilities Advise the business on executing lending, trade and pr...

    • Brussels
    • Negotiable
    • Posted 7 days ago

    Role: Senior Risk and Compliance Manager Location: Brussels, Belgium We are currently representing a leading global Fund Manager with the hire of a Senior Risk and Compliance Officer in their Brussels base. Reporting directly to the Managing Director you will enhance the second line defence of th...

    • Frankfurt am Main
    • €50000 - €70000 per annum
    • Posted 7 days ago

    An international fintech that are going through an impressive amount of growth are currently searching for a Senior KYC Analyst to join their German-based team. Your responsibilities: Working through the entire cycle of KYC with direct touchpoints across AFC topics. Expected to gain expertise the...

    • Hong Kong
    • HK$480000 - HK$600000 per annum
    • Posted 8 days ago

    Firm Description European Bank focusing on Corporate Investment Banking Adding a new headcount in Compliance Team 12 Months Contract and has potential to change to a perm role (Has previous track record doing so) Job Description General Compliance mandates such as Licensing, Policy and procedure ...

    • Negotiable
    • Posted 9 days ago

    Our client is a reputable European Prop Trading firm with a very good track of performance and growth record. They are looking to hire 12 months contract compliance individual with 5+ years of experience from the traditional FS General Job Description * Report directly to the Head of Compliance r...

    • Hong Kong
    • Negotiable
    • Posted 11 days ago

    A foreign corporate investment bank is looking for a mid-level corporate counsel to advise their business in Hong Kong. Reporting to the APAC Head of Legal, you will be advising the HK and greater China business in general legal and regulatory issues. Responsibilities: Draft, negotiate and advise...

    • Hong Kong
    • HK$1000000 - HK$1000001 per annum
    • Posted 11 days ago

    Selby Jennings is currently working with working with one of the largest private equity firm in Asia with over two decades of industry experience with 10+ offices globally. They are looking for a talented compliance officer who can overlook Hong Kong's compliance mandate. Key Responsibilities: In...

    • Luxembourg
    • Negotiable
    • Posted 15 days ago

    We are currently representing a major player in funds services, corporate governance, and related services. Our renowned client has offices in over 80 countries globally and employs over 9,500 staff, with almost $2 trillion in assets under administration. The Candidate At least 4 years of experie...

    • Luxembourg
    • Negotiable
    • Posted 15 days ago

    We are currently representing a major player in funds services, corporate governance, and related services. Our renowned client has offices in over 80 countries globally and employs over 9,500 staff, with almost $2 trillion in assets under administration. The Candidate 6-8 years of experience in ...

    • Luxembourg
    • Negotiable
    • Posted 16 days ago

    We are currently representing a huge client within the bank industry in Luxembourg. With over 50 years in the industry, our client has established very firm bases in every major emerging market. Having offices in almost 60 countries over 4 continents all over the world, our client has a profit of...

    • Luxembourg
    • Negotiable
    • Posted 24 days ago

    A renowned Swiss Private Bank is seeking a Compliance Officer to sit within the AML team to cover Luxembourgish and European policies and procedures. Our client has an international network spanning across 40 countries in 3 continents and manages assets for private clients globally, with their 3,...

    • Luxembourg
    • Negotiable
    • Posted 24 days ago

    One of the most renowned large banks is hiring KYC/Onboarding Specialists to join their high-performing team. Our client has over 20,000 branches in 22 countries, employing more than 500,000 employees globally. As a KYC/Onboarding Specialist, you will be responsible for reporting to the team lead...

    • Luxembourg
    • Negotiable
    • Posted 24 days ago

    A renowned Swiss Private Bank is seeking a Compliance Officer to sit within the AML team to cover Luxembourgish and European policies and procedures. Our client has an international network spanning across 40 countries in 3 continents and manages assets for private clients globally, with their 3,...

    • Luxembourg
    • Negotiable
    • Posted 24 days ago

    A prestigious Private Multi-AIFM is hiring a Compliance Officer. Our client has nearly 40 years of experience within the investment fund industry, continuing to offer excellent services in assisting fund managers, wealth managers, and private banks. The company always thrives and continues to not...

    • Luxembourg
    • Negotiable
    • Posted 24 days ago

    Role: AML/CFT Compliance Officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Compliance Conducting Officer A Leading independent Asset Managers in Luxembourg is hiring an AML/CFT Compliance Officer to join their growing team. Having been around in the industry f...

    • Amsterdam
    • Verhandelbar
    • Posted 24 days ago

    You will join a team of dynamic security professionals that is part of the Tech Retail CISO team. Every day will provide you with different security challenges. Working in this team. you will need to engage with both C-level management, operational security professionals but also directly with en...

    • Amsterdam
    • Negotiable
    • Posted 29 days ago

    We are currently assisting an Institutional Financial Services Group, who is seeking an experienced compliance officer to the lead their Dutch Compliance Function. This client is working with numerous well know hedge fund manager, equity firm, etc. Your Role: Be the hands-on compliance lead of th...

    • Colorado
    • Negotiable
    • Posted 30 days ago

    A globally leading, quickly growing Medical Device company is seeking an attorney to lead its Regulatory & Compliance Legal function for all of North America. This company serves customers in over 130 companies, and works to advance technologies in the Medical Device realm in order to contribute ...

    • San Francisco
    • Negotiable
    • Posted 30 days ago

    Our client, a large PE firm in San Francisco, is looking for an Associate General Counsel to join their fast growing legal department! The role provides an opportunity to join an established player in the space with a strong culture and an experienced and collaborative legal department that works...

    • Sunnyvale
    • Negotiable
    • Posted about 1 month ago

    Our client, the world's largest startup incubators and one of the most active VC's in Silicon Valley, is looking for a Corporate Counsel to join their legal department! The Corporate Counsel will report directly to the General Counsel, joining a 15 person legal team. With presences in not only th...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    General Job Description * Report directly to the Head of Compliance regarding the investment compliance matters * pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant * bachelor degree * 3-5 years of investment compliance experience * prefer candidate to have exp...

    • Hong Kong
    • HK$960000 - HK$960001 per annum
    • Posted about 1 month ago

    Job Description * Acting as the Team Lead of AML Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently * Leading team in conducting AML compliance self-review and testing * Liaising with internal departments and management in identifying objectives ...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A well-established and multinational third-party management company and a leading digitally driven platform within the Global Asset Management industry is seeking an MLRO/RC. Our renowned client is well trusted by a great variety of financial institution including leading asset managers, pension ...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A leading global asset manager is seeking a Compliance Officer to join the compliance team at their Headquarters in Luxembourg. With offices in multiple locations across two different continents this company has a leading position in the asset servicing sector. If you want to join a growing indep...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A multinational leading corporate services provider is seeking a Compliance Officer, who will be reporting directly to the Head of Compliance. This company supports its clients in multiple areas including Private wealth, Capital Markets and Corporate matters. The role would include a great variet...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    Our client is a standard bearer in financial and legal services, trusted by many of the world's largest hedge fund managers, private equity firms and international corporations. Their distinction flows from their carefully curated team: 2,000+ professionals characterised by tenacity, ethics and e...

    • Hong Kong
    • HK$840000 - HK$840001 per annum
    • Posted about 1 month ago

    Requirement University graduated in Law, Finance, Business Administration or relevant disciplines. At least 10 years of relevant experience in the AML/CFT area ideally with MLRO experience in TCSP Familiar with Regulators in different jurisdictions (e.g. BVI, Cayman Islands, Seychelles, Hong Kong...

    • London
    • Negotiable
    • Posted about 1 month ago

    A rapidly growing FinTech is hiring a Head of Compliance in London! Our client is known as an innovative payment provider for international e-commerce businesses. With over 500 employees sitting in 6 countries and 3 continents, our client is a multinational company that is committed to constantly...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    12 Month (Fixed Term Contract) A global trading venue situated in Amsterdam is seeking an experienced senior compliance officer, to become responsible for their regulated activities across Europe, in particular the operation of the multi-lateral trading facility. Our client trade across a number ...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    An established leading Super ManCo is seeking a qualified Compliance Officer in Luxembourg. Some of the company's services include; Investment management, Risk Management, Administration Services and Compliance Monitoring. As the Compliance Manager you will have an important role in onboarding an...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A Statutory Board in the Legal Industry looking for a Mid-Senior Frontend Developer to empower legal professionals with great products and services Responsibilities of an Frontend Developer: Experienced JavaScript developer with proven expertise in React.js and associated technologies like Redux ...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    Responsibilities of an Frontend Developer: Experienced JavaScript developer with proven expertise in React.js and associated technologies like Redux (2-5 years) Possesses the abilities, insight, and initiative to guide our teams and products through launch cycles, especially by juggling good engi...

    • New York
    • US$130000 - US$160000 per year
    • Posted about 2 months ago

    Title: eDiscovery IT Analyst Salary: $150k base + bonus Location: Hybrid model based in NY - must be in office on Tuesdays **must have technical and eDiscovery experience** Summary: A successful investment banking company, headquartered in France, but with a large international presence is lookin...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A well-established and multinational third-party management company and a leading digitally-driven platform within the Global Asset Management industry is seeking a legal counsel. Our renowned client is well trusted by a great variety of financial institution including leading asset managers, pen...

    • London
    • £120000 - £160000 per annum + Bonus
    • Posted about 2 months ago

    A top asset manager are searching for an experienced individual to help to implement a new Global Regulatory Compliance Testing program. As a Senior Compliance Testing Officer you will: Create and execute the Global Regulatory Compliance Testing program Focus on testing practices to ensure the in...

    • Amsterdam
    • Negotiable
    • Posted about 2 months ago

    A leading corporate services provider is seeking a Senior Compliance Officer to take on a leading role within the compliance space. The role would include a great variety of tasks within the corporate and fund services space and will be reporting directly to the Head of Compliance and the Directo...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A well-established multinational bank providing a great variety of services is seeking an AML Compliance Manager to assist the business on the second line. You would be joining a team focusing on investor services besides the traditional banking and be reporting directly to the MLRO/RC. The posit...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A Leading independent Third-Party Fund ManCo in Luxembourg is hiring an MLRO / RC of Funds to join their growing compliance team. Our client has been providing support to their Blue-Chip clients and leaders in their domestic market. Our client has a great number of €130 billion of Assets under Ma...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A multinational banking group and wealth manager with a significant global reach yet serving its clients on a local basis, as they are present in numerous financial centres around the world. Our client is seeking a legal counsel/team lead for the legal team in Luxembourg. Key Responsibilities: Le...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A consulting firm in tremendous develop is seeking a Compliance Manager to help developing the compliance department further. This consulting firm is serving numerous banks and investment fund managers within their Compliance, Audit and Risk departments, both on short- and long-term basis. You wo...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    One of the most renowned large banks is hiring KYC/Onboarding Specialists to join their high-performing team. Our client has over 20,000 branches in 22 countries, employing more than 500,000 employees globally. As a KYC/Onboarding Specialist, you will be responsible for reporting to the team lead...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A leading Fund & Corporate Services Provider is seeking an AML analyst to join their compliance team in Luxembourg. This client has gone through incredible development and now operating on a worldwide scale with a very broad portfolio of client across the fund industry. Key Responsibilities: Perf...

    • Amsterdam
    • Negotiable
    • Posted about 2 months ago

    A leading Fund & Corporate Services Provider is seeking an AML Analyst to join their compliance team in Amsterdam. This client has gone through incredible development and now operating on a worldwide scale with a very broad portfolio of client across the fund industry. Key Responsibilities: Perfo...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Our client is a top-tier boutique private bank that is currently looking for VP in regulatory compliance Job Responsibilities Independently manage regulatory reporting Perform regulatory monitoring and handle inquiries from regulators (HKMA, SFC) Participate in regulatory-driven projects Carry ou...

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