Legal And Compliance Jobs | Search & Apply Today

Found 29 jobs
    • South Holland
    • Negotiable
    • Posted 4 days ago

    Transaction Monitoring Officer The Hague A multinational Bank with a strong European base is currently seeking 2 transaction monitoring experts to join the team in The Hague. You will be working closely with colleagues in Warsaw to tackle various processes and control frameworks. You will be pla...

    • Hong Kong
    • Negotiable
    • Posted 4 days ago

    The position will cover China, HK, Singapore and US transactions and advised on ECM, M&A, and general corporate transactions. You will also manage external legal counsels and identify/resolve policy issues and procedural questions

    • Singapore
    • S$100000 - S$100001 per annum
    • Posted 5 days ago

    Responsibilities * Responsible for establishing, maintaining and implementation of the compliance and risk policies and procedures, and ensuring they are at a level that meets regulator and Group standards * Provide guidance and advisory to business units in developing and updating the relevan...

    • Chicago
    • Negotiable
    • Posted 5 days ago

    Selby Jennings is managing the search for a leading and rapidly growing brokerage firm currently seeking an Assistant General Counsel to join their team. This individual will be responsible for interdepartmental interactions and will partner with the CEO closely. M&A transactional experience is ...

    • Kassel
    • Negotiable
    • Posted 5 days ago

    Compliance Officer Kassel An internationally recognised oil and natural gas producer with a large German and international presence is looking for a new Compliance Officer to join their team in Kassel. As a Compliance Officer you will be applying compliance guidance to the firm and act in clo...

    • Milan
    • Negotiable
    • Posted 11 days ago

    AML Officer Milan A leading international commercial Bank with branches in almost 50 countries is currently seeking an AML Officer in Milan. Offering a diverse and exciting work environment whilst providing excellent career opportunities. Our client offers a perfect amount of work life balance...

    • Luxembourg
    • Negotiable
    • Posted 12 days ago

    Selby Jennings is working on behalf of an AIFM with focus on Real Estate and Private Equity located in the city center, our client is seeking an experienced Legal & Compliance professional. The ideal candidate would be an experienced professional in investment funds (SIF and RAIF) and AIFM with...

    • White Plains
    • Negotiable
    • Posted 13 days ago

    A global bank is seeking a VP level candidate to manage a small team and coordinate CFTC Trade reporting for rules 43 and 45, as well as new product roll out with the DTCC. This individual will need a strong understanding of FX, interest rates, and commodities compliance regulations and rules. I...

    • Frankfurt am Main
    • Negotiable
    • Posted 13 days ago

    (Senior) Compliance Officer Frankfurt Are you looking to join a leading German Bank situated in Frankfurt? Look no further! As a (Senior) Compliance Officer, it is giving you the opportunity to demonstrate your skills and knowledge within a team of 3 compliance professionals. Our client offers...

    • Vienna
    • Negotiable
    • Posted 14 days ago

    The market leader in banking service, offering an innovative experience for all individuals, are looking for a Security Officer. They have delivered customized multichannel approaches, streamlining the complications of financial processes. Come join the fast-growing and dynamic environment. As J...

    • Frankfurt am Main
    • Negotiable
    • Posted 18 days ago

    Compliance Officer, focusing on Information Security Frankfurt A national, profitable and modern savings bank in Frankfurt is currently seeking a Compliance Officer, focusing on information security. With total assets of around 5.5 billion euros and round 850 employees. It is a rapidly growing...

    • Vienna
    • Negotiable
    • Posted 18 days ago

    As Junior / Senior Security Officer, you will: *Keep track of current and future compliance, information security, privacy policies, laws and regulations *Translate regulatory requirements into operational IT processes and accompany the terms during implementation *Carry out your own testing acti...

    • Washington, D.C.
    • Negotiable
    • Posted 20 days ago

    A major Government-Sponsored Enterprise (GSE) is going private and is expanding the Multifamily Division while seeking an experienced professional in the mortgage loan servicing space. The individual will be responsible for the firm's securitized portfolio including master servicing, reconcilin...

    • Luxembourg
    • Negotiable
    • Posted 20 days ago

    Senior Financial Crime Officer Luxembourg A multinational Bank headquartered in Zurich, is currently seeking a Senior Financial Crime Officer to join a team of four exciting professionals in Luxembourg. Our client provides excellent corporate, institutional and wealth management advice and so...

    • Hong Kong
    • Negotiable
    • Posted 25 days ago

    Reporting to the Head of Investment, you will work closely with the business in advising on a variety of matters including : Investment into funds: review and comment on subscription documents, limited partnership agreements, SPC documents and draft ancillary letters and documents Asset manag...

    • Frankfurt am Main
    • €125000 - €175001 per annum
    • Posted 26 days ago

    Head of Legal Company Our client is one of the world's largest independent, full-service investment banking firms; headquartered in the U.S. They are a market leader in providing insight, expertise and execution to investors, companies and governments. They provide a full range of investme...

    • London
    • £75000 - £95000 per annum
    • Posted 26 days ago

    Responsibilities: Oversee internal Compliance framework as well as policies and procedures Give insight across a broad range of regulatory topics Find practical compliance solutions on a number of regulatory topics Conduct client calls to discuss Compliance tasks and monitor their condu...

    • Frankfurt am Main
    • €75000 - €85000 per annum
    • Posted 26 days ago

    We are currently searching on behalf of one of our key clients; a world leading Asset Manager for an experienced and motivated Investment Portfolio Compliance professional The Portfolio Compliance function covers all investment guideline related compliance topics providing investment guideline ...

    • Germany
    • €100000 - €115000 per hour + plus up to 30% bonus
    • Posted 26 days ago

    Role overview *As Senior legal advisor in the Compliance team you support the business with a range of relevant regulatory topics such as market abuse, insider trading, exchange rules and prudential requirements etc. *You will be actively involved in the development and implementation of Compli...

    • Amsterdam
    • €75000 - €80000 per annum
    • Posted 26 days ago

    Role Overview: Design, prepare and review financial information for customers (internal/external) of the finance function, including the contribution of subject matter expertise and leadership in reporting change initiatives. Function positioning: The function forms part of the Finance Divis...