Legal And Compliance Jobs | Search & Apply Today

Found 52 jobs
    • New York, New York
    • Negotiable
    • Posted 3 days ago

    We are currently working with a reputable full-service Investment Bank that is seeking an experienced M&A lawyer to join their Legal team. While they historically have been strong in the healthcare and life sciences industries, they have been expanding into other sectors and this position is a gr...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 4 days ago

    Job Description Managing Compliance mandates with the regulators Manage Investment Compliance for the firm using Bloomberg AIM Perform compliance review and risk assessment to identify gaps Provide regulatory updates and compliance advice on business initiatives Liaise with regulators on handling...

    • Hong Kong, Central and Western District
    • HK$552000 - HK$7440000 per annum
    • Posted 8 days ago

    Job title: Head of Compliance Job Description: Reports to Head of Hong Kong and Chief Compliance Officer(Headquater) Individual Contributor in Hong Kong Office Understands that compliance and business should work alongside, not against Speaks Cantonese, highly proficient in reading traditional Ch...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 9 days ago

    Responsibilities: Provide advisory support to the global markets division according to the Bank's policy and the relevant rules and regulations Liaise with regulators and execute regulatory procedures and inspections Provide assistance on ad-hoc investigations including data gathering, analysis a...

    • Singapore
    • Negotiable
    • Posted 11 days ago

    A leading Crypto company is looking to hire a Legal Counsel for their team in Singapore as they are looking to grow a head office in Singapore. The successful candidate will have the opportunity to be part of the pioneer team in Singapore for one of the largest Crypto business in the world. Respo...

    • Boston, Suffolk, Massachusetts
    • US$130000 - US$130001 per year
    • Posted 14 days ago

    This Mid-sized Law Firm in the Greater Boston Area is seeking an individual with experience in real estate acquisitions, dispositions, financing, lease agreements. They have multiple practice groups and no minimum hours requirement. Experience: Experience in structuring and negotiating complex re...

    • New York, New York
    • Negotiable
    • Posted 14 days ago

    Description Provide legal advice and support to a variety of investment transactions including real estate debt and equity, private credit, and private asset classes Draft and negotiate various agreements, including investment documents, side letters, and vendor contracts Assist with regulatory a...

    • New York, New York
    • Negotiable
    • Posted 14 days ago

    We are currently working with a full-service commercial bank that is seeking an experienced banking attorney to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is considered one of the Best Banks in America. ...

    • Singapore
    • Negotiable
    • Posted 15 days ago

    A real estate investment management firm is looking for a Legal Counsel to join their growing team. You will be working closely with the existing legal team on complex transactions pertaining to real estate investments. Responsibilities: Draft, negotiate, review, a range of commercial agreements ...

    • Hong Kong, Central and Western District
    • HK$480000 - HK$720000 per annum
    • Posted 15 days ago

    Responsibilities Update the Policies according to the regulatory changes Handle regulatory reporting and inquiries from SFC and other regulators Manage external and internal audits, inspections, and investigations Conduct ad hoc projects when required Provide compliance training to front line sta...

    • Negotiable
    • Posted 18 days ago

    Ein aufregendes neues internationales Fintech-Unternehmen sucht einen Senior Compliance Manager für sein Frankfurter Büro. Aufgaben: - Leitung des Compliance Management Systems - Implementierung von Prozessen und Entwicklung von Strategien - Aufbau eines eigenen Teams im nächsten Jahr - Schwerpun...

    • Chicago, Cook, Illinois
    • Negotiable
    • Posted 20 days ago

    Commercial Litigation Associate A well established and highly respected law firm based in Chicago is looking to expand their offices. Our client is growing their litigation team and looking to bring on a Commercial Litigation Associate. This is a great opportunity for junior-mid level attorneys w...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted 21 days ago

    Opportunity to work with a next-generation robotics company developing a disruptive technology with the goal of increasing the efficiency of surgical procedures, improving patient outcomes, and reducing healthcare costs. They are looking for a Corporate Attorney with SEC experience to assist with...

    • New York, New York
    • Negotiable
    • Posted 22 days ago

    We are currently working with a boutique Investment Bank that is seeking an experienced M&A lawyer to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is growing exponentially. This position will play a critic...

    • San Francisco, San Francisco County, California
    • Negotiable
    • Posted 22 days ago

    We are currently working with a boutique Investment Bank that is seeking an experienced M&A lawyer to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is growing exponentially. This position will play a critic...

    • Singapore
    • Negotiable
    • Posted 22 days ago

    A regional wholesale bank is looking for an Assistant Manager to lead a client onboarding team. The individual will be responsible for the managing of account opening, KYC and periodic reviews. Responsibilities: Review account opening documentation for Corporate Clients/Financial Institutions in ...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted 22 days ago

    *Multiple Roles* These positions support the AVP and Senior General Counsel in providing legal advice and support on various legal issues including with an emphasis on contract negotiation, commercial support, mergers and acquisitions, corporate issues, litigation, and financial transactions. Neg...

    • Singapore
    • Negotiable
    • Posted 23 days ago

    A major global provider of professional services is looking to appoint a Senior Manager to provide professional advisory on complex topics relating to AML, KYC, CDD, FCC, sanctions, and other financial regulations. The right individual will play a crucial role in protecting the reputation and bra...

    • Singapore
    • Negotiable
    • Posted 23 days ago

    A management consulting firm with a global presence is looking to appoint a Senior Manager (Director-level) to lead a Compliance & Regulations team. The individual will play a vital role in helping to drive the firm's growth through business development and career development of team members. If ...

    • Amsterdam, Gemeente Amsterdam, North Holland
    • €70000 - €100000 per annum
    • Posted 24 days ago

    Are you a Data Analyst and ready for the next step in your career? Join this exciting trading firm that offers an impressive salary package and a stimulating and start-up atmosphere. If you love Big Data and trading and want your hard work rewarded then this could be the perfect next step in your...

    • Hong Kong, Central and Western District
    • HK$780000 - HK$780001 per annum
    • Posted 24 days ago

    At least 5 to 7 years' experience in AML/CFT compliance Trust or Corporate Service Provider Background is highly regarded Strong knowledge of both trust and company administration and investor services (fund admin)sectors Previous experience as Money Laundering Reporting Officer will be useful. A...

    • Taiwan
    • Negotiable
    • Posted 25 days ago

    Requirement: Needs to have Regulation Compliance experience (FSC) and a good grasp of Securities firm business Foreign Investment Bank experience is ideal All rounded Compliance Experience preferred Fluent in both English and Mandarin Experience in Offshore Product Licensing and Product Complianc...

    • Singapore
    • Negotiable
    • Posted 28 days ago

    A leading crypto compliance solutions provider is looking to hire an APAC Senior Advisor for Policy and Industry Affairs to grow their business in the APAC region through engagement with regulators, financial institutions, and industry associations. The individual will work closely with team memb...

    • San Francisco, San Francisco County, California
    • Negotiable
    • Posted 30 days ago

    This rapidly growing, publicly traded Bio-Pharmaceutical company located in the Bay Area is looking to bring on a Senior Director to their accounting team. This research and clinical development firm specializes in unmet medical needs due to rare disorders. Due to the firm's consistent growth, th...

    • San Francisco, San Francisco County, California
    • Negotiable
    • Posted 30 days ago

    Reporting directly to the Controller, this Senior Director will be in charge of the SEC filing process including 10-K and 10-Q forms. This individual will also oversee the general ledger process as well as the 401-k, equity, and benefits process. Requirements 15+ years of relevant experience CPA ...

    • Philadelphia, Philadelphia, Pennsylvania
    • Negotiable
    • Posted about 1 month ago

    We are currently working with a Global Investment Firm that is seeking an experienced investment management lawyer to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is headquartered in Philadelphia. This pos...

    • Taiwan
    • Negotiable
    • Posted about 1 month ago

    Flexible Budget Focusing on Regulatory Compliance Working on the regulatory approval of Securities sector with Taiwan Financial Supervisory Commission (FSC) to obtain various licenses in a phased approach, ultimately including the Brokerage, Underwriting, and Trading license, and re-establishing ...

    • Singapore
    • Negotiable
    • Posted about 1 month ago

    A leading global asset management firm is looking for a compliance analyst to join their team. The individual will be responsible for developing and implementing a compliance framework for the Singapore team. The role will report into the Senior Compliance Officer in Singapore and the Head of Com...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 1 month ago

    To assist the Head of Compliance in maintaining the relationship with the Hong Kong regulator (SFC), Luxembourg Regulator (CSSF), and assisting him to establish robust compliance and corporate governance framework which will achieve the establishment of robust internal controls. To be one of the ...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 1 month ago

    Provide day-to-day advice to ensure that the Company's activities are in compliance with the latest statutory and regulatory requirement Review marketing and communication materials/ presentations to ensure compliance with regulatory requirements and handle regulatory approval timely and efficien...

    • Chicago, Cook, Illinois
    • Negotiable
    • Posted about 1 month ago

    A global leader in the financial services space is looking to grow their legal team! This role would be working out of the Chicago office, and focusing primarily on investment banking and asset management. Description Advise business on wide range of legal matters including segregated account man...

    • Luxembourg, Ville de Luxembourg, Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A Multinational Investment Bank is seeking a Director of Regulatory Compliance to lead a team of 5 and to provide oversight of its branches and subsidiaries across Europe! You will be reporting into the Board of Directors and the Chief Compliance Officer on the oversight of regulatory and complia...

    • Singapore
    • S$180000 - S$200000 per annum
    • Posted about 1 month ago

    A growing regional commercial bank is looking for a Legal Counsel/Senior Legal Counsel to join their team in Singapore. The individual will be responsible for maintaining legal oversight of the Branch through the management of various governance and control processes. Responsibilities: Provision ...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted about 1 month ago

    Land Use / Environmental Real Estate Attorney Looking to bring on Partners or Associates Environmental zoning permitting experience preferred Familiarity with Metro Boston preferred Candidates should have strong academic credentials, superb judgment and communication skills, and a commitment to p...

    • Singapore
    • Negotiable
    • Posted about 1 month ago

    A leading investor service firm is looking for a Head of Compliance and Risk to join their team. The individual will be responsible for delivering an integrated compliance and risk culture across the business and ensure compliance with established laws, regulations, codes and principles. Responsi...

    • Maine, Marathon, Wisconsin
    • Negotiable
    • Posted about 2 months ago

    This firm's Portland office has an opportunity for an associate to join the firm's expanding practice and assume a major role in employment litigation matters with extensive contact with client representatives and opposing counsel. They also provide their associates with multiple writing, publish...

    • Berlin, Land Berlin
    • €70000 - €100000 per annum
    • Posted about 2 months ago

    An exciting new FinTech, expected to be the next big name in the Online Trading market are building out their compliance functions and are looking for experienced professionals in the following areas: Anti-Money Laundering WpHG/MaRisk Data Protection As a Manager in either of these areas you will...

    • Illinois
    • US$140000 - US$160000 per annum
    • Posted about 2 months ago

    Responsibilities Draft and negotiate complex wireless architecture, technology, and infrastructure contracts including software license agreements, master services agreements, and equipment development and supply agreements. Provided strategic advise and interface directly with senior-level leade...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 2 months ago

    Role requirements Comprehend AML/CFT laws and regulations and update changes and new developments from time to time. Comprehend any applicable sanctions laws and obligations and update changes / new developments from time to time Coordinate day-to-day preliminary clearance as to sanctions require...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted about 2 months ago

    Litigation background preferred Seeking candidates with a minimum of 4 years experience working in the Labor & Employment Law space Hybrid in-office schedule This position is intended to provide reduced flexible hours 1800 billable hours expectation (no expectation for producing non-billable busi...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted about 2 months ago

    Seeking Associated with 4 years of experience in the Labor and Employment Law space This is a shareholder track position Litigation experience preferred 900+ Attorneys nationally, each office offers a small collaborative space They have a generally relaxed hours requirement compared to their comp...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A leading global bank in Singapore is looking for a Compliance Project Manager to join their team. The individual will be managing several Compliance projects to enhance frameworks tailored to regulations and the evolving business. Responsibilities: Project Management: Prepare relevant documents ...

    • Los Angeles, Los Angeles, California
    • Negotiable
    • Posted about 2 months ago

    Specific responsibilities include but are not limited to: Help maintain Intralinks Investor Portal, including uploading quarterly projections and year-end K-1s. Organize tax files and data. Maintain tax organizational charts. Maintain Thomson Reuters entity database and tax calendar. Maintain con...

    • New York, New York
    • Negotiable
    • Posted about 2 months ago

    In partnership with the broader Legal department, the Paralegal, Private Funds will be responsible for working with the investment professionals and other non-investment groups at the firm to administer the principal duties listed below. Form and establish LLC, LP, Series LP/LLC, and corporate co...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 2 months ago

    Job Responsibilities To assist in managing the General Compliance functions; To serve as a consultant to provide compliance-related advice to relationship managers; To assist in planning, supervising and delivering compliance programs; To assist in reviewing and updating compliance related polici...

    • Charlotte, Mecklenburg County, North Carolina
    • Negotiable
    • Posted about 2 months ago

    A highly regarded Investment Management firm based in Charlotte, NC is expanding its Legal team and is seeking an attorney with investment funds experience to join the firm. The role will largely focus on supporting the structuring and maintenance of various funds and managed account products. Th...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted about 2 months ago

    We are currently partnering with a Boutique Mid-sized Law Firm in the Greater Boston Area that is seeking expansion hires to grow their Commercial Real Estate practice. This firm has around 80 attorneys, multiple practice groups, and is experiencing tremendous growth. They are seeking an individu...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 2 months ago

    advising Hong Kong-listed companies in public takeovers, general corporate and compliance matters involving Hong Kong Listing Rules and Takeovers Codes; Conduct due diligence and risk assessment; Ensure risk matters involving existing clients are upheld and in compliance; Identify and analyze san...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 2 months ago

    advising Hong Kong-listed companies in public takeovers, general corporate and compliance matters involving Hong Kong Listing Rules and Takeovers Codes; Conduct due diligence and risk assessment; Ensure risk matters involving existing clients are upheld and in compliance; Identify and analyze san...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 2 months ago

    Job Responsibilities Review investments and trades for compliance issues Provide compliance training's and communicate with employees on compliance procedures and policies Evaluate adequacy and effectiveness of the hedge fund's compliance program Provide regulatory risk management advice and supp...

    • New York, New York
    • Negotiable
    • Posted about 2 months ago

    We are currently working with a boutique multi-family wealth management firm in New York City that is seeking an individual to serve in a dual General Counsel / Chief Operating Officer capacity. This hire is a result of strong performance and firm expansion, and this person will be a critical hir...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted about 2 months ago

    Job Responsibilities Review and update compliance policies and procedures Drive and manage compliance related projects Act as a subject matter expert on relevant regulations and policies Advise management and employees on compliance matters and keep informed about regulatory developments Provide ...